Compliance

Stock Resource is an authorised representative of Breakaway Investment Group Pty Ltd, (Australian Business number is 27 114 040 505). Breakaway Investment Group has an Australian Financial Services Licence issued by the Australian Securities and Investment Commission (Licence number 290093).

Employees and associates of Breakaway Investment Group Pty Ltd and its authorised representative Stock Resource cannot trade in a stock within five days either side of a report that specifically makes a recommendation in relation to the stock being traded. As the report is published on a Wednesday, this means that staff cannot trade shares in the recommended stocks until the following Wednesday. Similarly, prior to reporting, staff cannot trade in a stock after the previous Wednesday when this stock is knowingly being reported in next research report.

Shares and interests in securities held by directors or associates of Breakaway Investment Group Pty Ltd are disclosed in each report.